Marshall S. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marshall Stephen Knight was a registered financial professional .
Marshall is a previously registered financial professional and started their career in finance in 1986. Marshall had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 24, 2015 - October 18, 2023
MARYLAND FINANCIAL GROUP, INC.
April 10, 2015 - October 24, 2023
LPL FINANCIAL LLC
March 4, 2009 - April 24, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
March 4, 2009 - April 24, 2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED
January 1, 2008 - March 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - March 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
March 28, 2002 - January 1, 2008
A. G. EDWARDS & SONS, INC.
March 20, 2002 - January 3, 2008
A. G. EDWARDS & SONS, INC.
January 24, 2001 - March 26, 2002
MORGAN STANLEY DW INC.
April 20, 1991 - February 3, 2001
A. G. EDWARDS & SONS, INC.
June 26, 1989 - April 16, 1991
FERRIS, BAKER WATTS, LLC
December 5, 1988 - July 3, 1989
LEHMAN BROTHERS INC.
September 25, 1987 - April 5, 1988
VERAVEST INVESTMENTS, INC.
December 8, 1986 - September 16, 1987
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARYLAND FINANCIAL GROUP, INC.
CRD#: 122320 / SEC#: 801-99348
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,454 |
| AUM (Assets Under Management) | $ 880,267,065 |
Red Flags
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