Kevin B. Quon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Bing Sun Quon was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2009 - December 2, 2013
GLOBALINK SECURITIES, INC.
October 27, 2003 - April 16, 2009
FORTUNE SECURITIES, INC.
May 21, 2002 - October 30, 2003
QUEST CAPITAL STRATEGIES, INC.
March 27, 1998 - May 22, 2002
PRUDENTIAL EQUITY GROUP, LLC
October 11, 1993 - May 22, 2002
PRUDENTIAL EQUITY GROUP, LLC
March 2, 1992 - October 22, 1993
J.P. MORGAN SECURITIES LLC
June 7, 1991 - March 5, 1992
AGI PACIFIC CAPITAL GROUP, INC.
February 3, 1988 - June 17, 1991
U. S. PACIFIC FINANCIAL SERVICES, INC.
October 6, 1987 - January 22, 1988
C. L. MCKINNEY & CO., INC.
December 26, 1986 - August 17, 1987
E-W INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GLOBALINK SECURITIES, INC.
CRD#: 29721 / SEC#: , 8-44509
Contact information
FINRA licenses (28 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HU, PHILIP CHENGKUO | EXECUTIVE VICE PRESIDENT | 2576527 |
| LIAO, JUNHUA | PRESIDENT /CEO, CCO, AND AMLCO | 4278425 |
| TUNG, YVONNE YI-WEN | SECRETARY | 5202974 |
| FAN, STEVEN | SVP, COMPLIANCE DIRECTOR | 4039972 |
| LIOU, SHIOU-ING DIANE | SHAREHOLDER | 4436524 |
| LU, YUANYUAN | VP, DIRECTOR OF MARKETING | 7602201 |
| SHEN, LAN | SHAREHOLDERS | 4809719 |
| TANG, YING | VP, DIRECTOR OF ACCOUNTING | 6135897 |
| THORNTON, STEVEN LEE | FINOP | 4496384 |
| WANG, ZHUOLI | VP, DIRECTOR OF OPERATION | 6296782 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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