Stephen M. Squire
Professional summary
Stephen Malcolm Squire, who also goes by Stephen Michael Krage, Stephen Malcolm Squire, is a registered financial professional currently at CUATRO CAPITAL SECURITIES LLC located in San Juan, and VEX SECURITIES located in San Jose, California.
Stephen is registered as a RR (Registered Representative) and started their career in finance in 1998. Stephen has worked at 12 firms and has passed the Series 66, Series 52TO, Series 99TO, Series 57TO, Series 82TO, SIE, Series 87, Series 55, Series 10, Series 9, Series 27, Series 53, Series 14, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephen Malcolm Squire's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2025 - Present
CUATRO CAPITAL SECURITIES LLC
Office #1: 1959 Calle Loiza Suite 203, San Juan, PR 00911November 5, 2025 - Present
VEX SECURITIES
Office #1: 333 West San Carlos Street Suite 600, San Jose, CA 95110April 22, 2024 - February 3, 2025
HUBBLE INVESTMENTS, LLC
October 11, 2021 - December 12, 2023
LIME TRADING CORP
July 19, 2021 - August 31, 2021
AVIOR CAPITAL MARKETS US, LLC
February 5, 2020 - April 27, 2021
US CAPITAL GLOBAL SECURITIES, LLC
April 25, 2017 - October 22, 2018
MIRABELLA US, LLC
January 31, 2011 - December 31, 2013
HOCKING CAPITAL, LLC
January 31, 2011 - September 30, 2015
COWEN PRIME SERVICES TRADING LLC
March 11, 2003 - February 16, 2011
UNX LLC
October 19, 1999 - March 12, 2003
EMERGING GROWTH EQUITIES, LTD.
June 4, 1998 - October 8, 1999
PREFERREDTRADE, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 55
Date: 8/12/2002
Limited Representative-Equity Trader ExamSeries 8
Date: 8/6/1998
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
VEX SECURITIES
CRD#: 317371 / SEC#: , 8-70833
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
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Company Information
VEX SECURITIES
CRD#: 317371San Juan, PR 00911TRUST BUT VERIFY
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