Mary Beth B. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mary Beth B Jones, who also goes by Marybeth Buck, Marybeth B Jones, Marybeth Buck Jones, Marybeth Jones, was a registered financial professional .
Mary Beth is a previously registered financial professional and started their career in finance in 1987. Mary Beth had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 3, 2013 - September 16, 2015
AEQUUS WEALTH MANAGEMENT RESOURCES, LLC
January 2, 2013 - December 26, 2014
BUSS CAPITAL MANAGEMENT, LLC
November 16, 2010 - September 6, 2011
MORGAN STANLEY
September 17, 2010 - September 6, 2011
MORGAN STANLEY
October 14, 2002 - January 15, 2009
WINTRUST INVESTMENTS LLC
March 8, 2001 - December 14, 2001
BANC ONE SECURITIES CORPORATION
February 1, 1999 - December 18, 2000
BANC ONE SECURITIES CORPORATION
October 5, 1989 - February 1, 1999
WINGSPAN INVESTMENT SERVICES
November 25, 1987 - April 3, 1989
FIRST OPTIONS OF CHICAGO, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AEQUUS WEALTH MANAGEMENT RESOURCES, LLC
CRD#: 106563 / SEC#: 801-41118
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
