Judith A. Palumbo
Professional summary
Judith Ann Palumbo, who also goes by Judith Ann Patnoe, Judy Patnoe, is a registered financial advisor currently at JOHN G. ULLMAN & ASSOCIATES, INC located in Horseheads, New York.
Judith is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Judith has worked at 2 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Judith Ann Palumbo's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2021 - Present
JOHN G. ULLMAN & ASSOCIATES, INC
Office #1: 343 Daniel Zenker Drive, Horseheads, NY 14845November 5, 1988 - February 22, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 23, 1986 - September 22, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
JOHN G. ULLMAN & ASSOCIATES, INC
CRD#: 105361 / SEC#: 801-14064
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/21/2021)
Exams
Current Firm
JOHN G. ULLMAN & ASSOCIATES, INC
CRD#: 105361 / SEC#: 801-14064
Contact information
SEC notice filing (29 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,835 |
| AUM (Assets Under Management) | $ 1,360,062,953 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 01/29/2024 | ||
| 02/24/2023 |
Red Flags
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