Stephen C. Labarbara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Charles Labarbara was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1987. Stephen had worked at 9 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2000 - June 29, 2000
VFINANCE INVESTMENTS, INC
February 9, 2000 - June 15, 2000
SHARPE CAPITAL, INC.
July 6, 1999 - March 14, 2000
THE AGEAN GROUP, INC
November 18, 1998 - July 2, 1999
JOSEPH STEVENS & CO., INC.
June 26, 1998 - October 5, 1998
H.J. MEYERS & CO., INC.
August 31, 1992 - June 4, 1998
COMMONWEALTH ASSOCIATES
October 16, 1991 - August 25, 1992
GKN SECURITIES CORP.
January 9, 1991 - October 22, 1991
COMMONWEALTH ASSOCIATES
June 1, 1990 - January 14, 1991
D. H. BLAIR & CO., INC.
April 19, 1988 - July 27, 1988
NORTH AMERICAN INVESTMENT CORP.
April 29, 1987 - April 30, 1988
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
