Bernard R. Mcdonnell

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CRD#: 1596236

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bernard Raymond Mcdonnell, who also goes by Bernard R Mcdonnell, Bernie Mcdonnell, was a registered financial professional .

Bernard is a previously registered financial professional and started their career in finance in 1987. Bernard had worked at 9 firms and has passed the Series 63, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bernard R Mcdonnell | Bernie Mcdonnell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 19, 2012 - April 26, 2012

VORA WEALTH MANAGEMENT, PLLC

RIA

CRD#: 153559

SCOTTSDALE, AZ

Past

October 22, 2010 - January 4, 2011

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

TEMPE, AZ

Past

August 3, 2004 - December 15, 2004

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

March 22, 2004 - June 9, 2004

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

February 12, 2003 - February 13, 2004

MMC SECURITIES LLC

CRD#: 103846

NEW YORK, NY

Past

November 13, 2002 - February 3, 2003

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

November 21, 2001 - October 31, 2002

THE LEADERS GROUP, INC.

CRD#: 37157

LITTLETON, CO

Past

September 19, 1997 - November 1, 2001

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

April 6, 1989 - September 9, 1997

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

January 2, 1987 - June 27, 1988

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VORA WEALTH MANAGEMENT, PLLC

CRD#: 153559 / SEC#: 801-122599

RIA

Registered Investment Advisory firm - (10/29/2021 Approved)

North Carolina

Registered Investment Advisory firm - (4/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/25/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 10/21/2010

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 5/22/1998

Investment Company Products/Variable Contracts Principal Examination

Current Firm

VORA WEALTH MANAGEMENT, PLLC

CRD#: 153559 / SEC#: 801-122599

RIA

Registered Investment Advisory firm - (10/29/2021 Approved)

North Carolina

Registered Investment Advisory firm - (4/27/2023 Terminated)

Texas

Registered Investment Advisory firm - (12/31/2024 Failure to Renew)

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Contact information

Main Address

2500 S. Woodlands Village Boulevard Suite 3, Flagstaff, AZ 86001

Mailing Address

2700 S. Woodlands Village Boulevard Suite 300-367, Flagstaff, AZ 86001

Phone number

(928) 526-8672

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - VORA WEALTH MANAGEMENT, PLLC (4/4/2024)

ADV PART 2B - DHARMESH VORA (4/4/2024)

Regulatory assets under management

Total Number of Accounts	1,065
AUM (Assets Under Management)	$ 74,797,158

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bernard R. Mcdonnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MSI FINANCIAL SERVICES, INC.

OSAIC FS, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MMC SECURITIES LLC

HIMCO DISTRIBUTION SERVICES COMPANY

THE LEADERS GROUP, INC.

WS GRIFFITH SECURITIES, INC.

HIMCO DISTRIBUTION SERVICES COMPANY

PRUCO SECURITIES, LLC.

Primary Firm SEC Registration

VORA WEALTH MANAGEMENT, PLLC

State Registrations and Notice Filings

Exams

Series 63

Date: 10/25/2010

Series 6

Date: 10/21/2010

Series 26

Date: 5/22/1998

Current Firm

VORA WEALTH MANAGEMENT, PLLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VORA WEALTH MANAGEMENT, PLLC

TRUST BUT VERIFY

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