Buddie A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Buddie Arlin Johnson, who also goes by Buddie Johnson, was a registered financial professional .
Buddie is a previously registered financial professional and started their career in finance in 1987. Buddie had worked at 2 firms and has passed the Series 63, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 1988 - January 19, 1999
UDI FINANCIAL CORPORATION
April 6, 1987 - December 31, 1988
AMERICAN BUSINESS SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
UDI FINANCIAL CORPORATION
CRD#: 22536 / SEC#: , 8-39830
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
