Christopher E. Aguiar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Edward Aguiar, who also goes by Chris Edward Aguiar, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 16 firms and has passed the Series 66, Series 63, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2010 - September 4, 2012
SCF INVESTMENT ADVISORS, INC.
September 1, 2010 - September 4, 2012
SCF SECURITIES, INC.
June 23, 2009 - August 20, 2010
GROVE POINT INVESTMENTS, LLC
June 23, 2009 - August 20, 2010
GROVE POINT INVESTMENTS, LLC
October 2, 2006 - July 19, 2007
LPL FINANCIAL LLC
October 2, 2006 - July 19, 2007
LPL FINANCIAL LLC
November 14, 2005 - October 17, 2006
SCF INVESTMENT ADVISORS, INC.
October 25, 2005 - October 17, 2006
SCF SECURITIES, INC.
November 10, 2003 - June 14, 2005
CETERA INVESTMENT ADVISERS LLC
October 24, 2003 - June 14, 2005
CAPITAL BROKERAGE CORPORATION
January 3, 2003 - October 28, 2003
EASTERN POINT ADVISORS INC.
January 2, 2003 - October 28, 2003
INVESTORS CAPITAL CORP.
October 12, 1999 - May 16, 2001
KEYBANC CAPITAL MARKETS INC.
September 3, 1997 - February 11, 1999
U.S. BANCORP INVESTMENTS, INC.
March 29, 1996 - September 3, 1997
U.S. BANCORP SECURITIES
January 2, 1996 - February 28, 1996
INDEPENDENT FINANCIAL SECURITIES, INC.
January 27, 1994 - December 15, 1995
LPL FINANCIAL LLC
December 9, 1993 - January 18, 1994
EDWARD JONES
October 25, 1993 - November 30, 1993
WELLS FARGO SECURITIES INC.
December 9, 1991 - October 25, 1993
MARKETING ONE SECURITIES, INC.
December 26, 1986 - December 4, 1991
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SCF INVESTMENT ADVISORS, INC.
CRD#: 123608 / SEC#: 801-71206
Contact information
Regulatory assets under management
| Total Number of Accounts | 6,190 |
| AUM (Assets Under Management) | $ 1,349,597,453 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/17/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
