Raymond B. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Brant Ryan, who also goes by Brant Ryan, Ray Ryan, Raymond Ryan, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1989. Raymond had worked at 3 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 19, 2012 - December 17, 2014
SINCLAIR & COMPANY, LLC
December 6, 1993 - January 28, 2003
HIMCO DISTRIBUTION SERVICES COMPANY
May 15, 1992 - November 2, 1993
MML INVESTORS SERVICES, LLC
February 14, 1989 - December 19, 1991
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SINCLAIR & COMPANY, LLC
CRD#: 133754 / SEC#: , 8-66769
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
