Lugene Forte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lugene Forte, who also goes by Lugene Ann Forte, was a registered financial professional .
Lugene is a previously registered financial professional and started their career in finance in 1987. Lugene had worked at 10 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 55, Series 7, Series 27, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2019 - June 7, 2023
LIME TRADING CORP
July 31, 2018 - September 13, 2019
OPENDOOR SECURITIES LLC
May 13, 2011 - December 2, 2013
LIQUIDNET, INC.
February 2, 2010 - December 20, 2011
GLOBAL TRANSITION SOLUTIONS, INC.
November 23, 2005 - March 10, 2008
VIRTU ITG LLC
June 17, 2005 - November 10, 2005
SEACAP SECURITIES LLC
December 5, 2003 - June 29, 2005
NORTHEAST SECURITIES, LLC
April 1, 2002 - February 26, 2003
COWEN EXECUTION SERVICES LLC
August 24, 1987 - April 1, 2002
AUTRANET, LLC
August 18, 1987 - August 24, 1987
PERSHING LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 4/22/2005
Limited Representative-Equity Trader ExamSeries 8
Date: 10/18/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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