William J. O'sullivan
Professional summary
William Joseph O'sullivan JR, who also goes by William Joseph Osullivan Jr, William Joseph Osullivan, is a registered financial professional currently at BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1987. William has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Joseph O'sullivan JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 23, 2022 - Present
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
Office #1: 225 Liberty Street 35th Floor, New York, NY 10281February 9, 2017 - September 17, 2019
FORESIDE FUND SERVICES, LLC
December 3, 2012 - January 24, 2017
FORESIDE FUND SERVICES, LLC
June 1, 2009 - May 4, 2012
MORGAN STANLEY
December 1, 2005 - February 21, 2006
LEGG MASON WOOD WALKER, INCORPORATED
September 20, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 1, 2004 - July 7, 2004
JEFFERIES BACHE SECURITIES, LLC
December 9, 1987 - January 1, 2004
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2022)
(11/9/2022)
(11/2/2022)
(10/25/2022)
(10/21/2022)
(12/9/2022)
(6/29/2022)
(11/9/2022)
(7/5/2022)
(12/19/2023)
(10/24/2022)
(11/29/2022)
(6/27/2022)
(11/4/2022)
(10/24/2022)
(10/25/2022)
(10/25/2022)
(10/24/2022)
(11/1/2022)
(10/24/2022)
(6/28/2022)
(10/21/2022)
(10/27/2022)
(10/25/2022)
(10/25/2022)
(10/24/2022)
(10/24/2022)
(10/21/2022)
(11/2/2022)
(10/24/2022)
(11/7/2022)
(10/24/2022)
(10/23/2022)
(10/22/2022)
(10/24/2022)
(10/23/2022)
(10/25/2022)
(10/24/2022)
(10/24/2022)
(10/28/2022)
(10/25/2022)
(11/8/2022)
(10/24/2022)
(10/24/2022)
(10/24/2022)
(10/24/2022)
(10/26/2022)
(10/25/2022)
(10/24/2022)
(10/24/2022)
(10/25/2022)
Exams
FINRA
Current Firm
BROOKFIELD OAKTREE WEALTH SOLUTIONS LLC
CRD#: 313390 / SEC#: , 8-70722
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Red Flags
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