Armand L. Hoch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Armand Lee Hoch, who also goes by Lee Hoch, was a registered financial professional .
Armand is a previously registered financial professional and started their career in finance in 1987. Armand had worked at 7 firms and has passed the Series 65, Series 63, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2009 - May 21, 2012
THE BUSINESS PLANNING GROUP, INC.
June 22, 2004 - March 31, 2009
FSIC
June 22, 2004 - March 31, 2009
FSIC
September 6, 2002 - June 23, 2004
MUTUAL SERVICE CORPORATION
May 23, 2001 - August 21, 2002
LPL FINANCIAL LLC
May 17, 2001 - August 21, 2002
LPL FINANCIAL LLC
August 27, 1999 - May 17, 2001
CR BROKER SERVICES, LLC
January 14, 1987 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
January 14, 1987 - July 19, 1999
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE BUSINESS PLANNING GROUP, INC.
CRD#: 149415 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
