Edward J. Malysiak

CHICAGO CAPITAL | Partner, Wealth Advisor

Chicago, IL 60603

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CRD#: 1595294

Professional summary

Edward Joseph Malysiak Jr., who also goes by Edward Joseph Malysiak Jr, is a registered financial advisor currently at CHICAGO CAPITAL, LLC located in Chicago, Illinois.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1987. Edward has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 24 exams.

Question & Answer

What are your service offerings?

Loans/credit services

Trust & estate planning

Trading individual securities

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

Are you a "fiduciary"?

Yes

Aliases

Edward Joseph Malysiak Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) The Carle Foundation, 611 W. Park Street, Urbana, Il. Not For Profit Which Operates a Hospital In Urbana, Il. Member Of Investment Policy Committee 3/4 Meetings Per Year. $1,500 Per Meeting/Approx $4,500 To $6,000 Annually. Member Of Investment Committee Since 1990.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Malysiak Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 2, 2024 - Present

CHICAGO CAPITAL, LLC

Office #1: 135 S. Lasalle Ste. 4200, Chicago, IL 60603

RIA

CRD#: 291624

Chicago, IL

Past

April 27, 2004 - June 27, 2024

WILLIAM BLAIR

CRD#: 1252

CHICAGO, IL

Past

April 6, 2004 - June 27, 2024

WILLIAM BLAIR

RIA

CRD#: 1252

CHICAGO, IL

Past

January 26, 2004 - April 22, 2004

OPTIMUM INVESTMENT ADVISORS, LLC

RIA

CRD#: 105182

CHICAGO, IL

Past

February 24, 1987 - June 28, 2001

ROTHSCHILD INVESTMENT LLC

CRD#: 728

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICAGO CAPITAL, LLC

CRD#: 291624 / SEC#: 801-112280

RIA

Registered Investment Advisory firm - (1/11/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(10/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/28/2004

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/23/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/19/2021

General Securities Principal Examination

Current Firm

CHICAGO CAPITAL, LLC

CRD#: 291624 / SEC#: 801-112280

RIA

Registered Investment Advisory firm - (1/11/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/9/2018 Terminated)

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Contact information

Main Address

135 S. Lasalle Ste. 4200, Chicago, IL 60603

Mailing Address

Phone number

(312) 429-2333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHICAGO CAPITAL LLC FORM ADV PART 2A (3/2/2025)

Regulatory assets under management

Total Number of Accounts	2,058
AUM (Assets Under Management)	$ 4,477,490,797

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/08/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Firm Stability Insights

Edward J. Malysiak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Joseph Malysiak Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

WILLIAM BLAIR

WILLIAM BLAIR

OPTIMUM INVESTMENT ADVISORS, LLC

ROTHSCHILD INVESTMENT LLC

Primary Firm SEC Registration

CHICAGO CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/28/2004

Series 65

Date: 1/23/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2004

Series 24

Date: 3/19/2021

Current Firm

CHICAGO CAPITAL, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHICAGO CAPITAL, LLC

TRUST BUT VERIFY

Contact information

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