Susan J. Cramer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Joy Cramer, who also goes by Susan J. Cramer, Susan Joy Stevens, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 2008. Susan had worked at 4 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2013 - August 14, 2019
IBKR SECURITIES SERVICES LLC
October 15, 2012 - August 14, 2019
INTERACTIVE BROKERS CORP.
July 25, 2012 - August 14, 2019
INTERACTIVE BROKERS LLC
October 22, 2008 - July 16, 2010
TIMBER HILL SPECIALISTS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
IBKR SECURITIES SERVICES LLC
CRD#: 33319 / SEC#: , 8-28569
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IBG LLC | MANAGING MEMBER | |
| BRODY, PAUL JONATHAN | CHIEF FINANCIAL OFFICER | 1722066 |
| BRODY, PAUL JONATHAN | PRINCIPAL OPERATIONS OFFICER | 1722066 |
| FRANK, THOMAS ANSELM | VICE PRESIDENT | 2360213 |
| GALIK, MILAN | CHIEF EXECUTIVE OFFICER | 2204066 |
| ILES, DAVID WALTER | VICE PRESIDENT | 2485476 |
| JACOBOWITZ, BRADFORD L | CHIEF COMPLIANCE OFFICER | 2615208 |
| MENICUCCI, JAMES | FINANCIAL AND OPERATIONAL PRINCIPAL | 6590173 |
| SHAO-CHEN, KENGNING | TREASURER | 5910386 |
Disclosures
| Regulatory Event | 42 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
