David W. Stecher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David William Stecher was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1986. David had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - July 17, 2025
CAPACUITY LLC
March 29, 2019 - April 20, 2026
CAPACUITY SECURITIES, INC.
July 19, 2016 - June 12, 2019
WEALTHSPIRE RETIREMENT ADVISORY
August 22, 2014 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
January 25, 2012 - July 18, 2016
WEALTHSPIRE RETIREMENT ADVISORY
December 23, 2009 - August 18, 2014
FINANCIAL TELESIS INC
December 22, 2009 - August 18, 2014
FINANCIAL TELESIS INC
September 21, 2009 - December 22, 2009
FAS CORP.
July 18, 2006 - September 18, 2009
RETIREMENT CAPITAL GROUP SECURITIES, INC.
April 14, 2004 - September 18, 2009
RETIREMENT CAPITAL GROUP SECURITIES, INC.
June 24, 1998 - April 6, 2004
EQUITABLE ADVISORS, LLC
December 8, 1986 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
December 8, 1986 - April 6, 2004
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
CAPACUITY LLC
CRD#: 297679 / SEC#: 801-113636
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAPACUITY LLC
CRD#: 297679 / SEC#: 801-113636
Contact information
SEC notice filing (48 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 218 |
| AUM (Assets Under Management) | $ 13,866,813,112 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/25/2025 | ||
| 11/19/2024 | ||
| 12/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
