Terry L. Schuldt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lynn Schuldt was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 1987. Terry had worked at 8 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 17, 2023 - September 6, 2024
PEAK BROKERAGE SERVICES, LLC
March 11, 2021 - December 31, 2022
NTB FINANCIAL CORPORATION
July 29, 2004 - April 13, 2021
WILLIAM C. BURNSIDE & COMPANY, INC.
November 18, 2002 - June 19, 2003
CETERA WEALTH SERVICES, LLC
December 22, 2000 - September 30, 2002
USALLIANZ SECURITIES, INC.
August 26, 1999 - December 12, 2000
THE O.N. EQUITY SALES COMPANY
January 13, 1993 - August 31, 1999
NATIONAL PLANNING CORPORATION
June 9, 1987 - March 8, 1988
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PEAK BROKERAGE SERVICES, LLC
CRD#: 157045 / SEC#: , 8-68829
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK REPS, LLC | OWNER | |
| COKER, KAREN | CHIEF RISK OFFICER | 2731928 |
| MUELLER, CHRISTOPHER BRIAN | CHIEF OPERATIONS OFFICER | 2098597 |
| PHILLIPS, DAVID LEVERT | CHIEF INFORMATION SECURITY OFFICER | 2054858 |
| REYNOLDS, MATTHEW MARK | PRESIDENT/FINOP | 4077413 |
| RUDNICK, REGINA MARY | PRESIDENT/HEAD OF ADVISOR SERVICES | 2373530 |
| TAYLOR, CHRISTIAN GABRIEL | CHIEF COMPLIANCE OFFICER | 5462381 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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