PF
Peter A. Ferriero
ROCKY HILL ADVISORS
PEABODY, MA 01960
Some features on this profile are disabled
CRD#: 1594347
PF
Professional summary
Peter Anthony Ferriero is a registered financial advisor currently at ROCKY HILL ADVISORS INC. located in Peabody, Massachusetts.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Peter has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rocky Hill Advisors-Founder/President-1997-7 Essex Green Dr. Peabody, Ma.-Advisory to Native American Tribes on breach of trust cases filed against the U.S. Government. Directly related to RIA operations. Responsibilities include management of each engagement.
Top Gun Youth Hockey-Founder/President-1995-7 Essex Green Dr. Peabody, Ma.-non-investment- Youth Hockey teams. Collectively with Top Gun Arena and NEFPHL 50-60 hours per month are devoted. Approximately 25% of these hours may be within the regular operating hours of Rocky Hill Advisors. Responsibilities include staff oversight.
Top Gun Arena Mgt.-Founder/President-2000-7Essex Green Dr. Peabody, Ma.-non-investment-Hockey rink management. Collectively with Top Gun Youth and NEFPHL 50-60 hours per month are devoted. Approximately 25% of these hours may be within the regular operating hours of Rocky Hill Advisors. Responsibilities include staff oversight and compliance.
New England Fall Prep Hockey League-Founder/President-2008-7 Essex Green Dr. Peabody, Ma.-non-investment- Youth hockey teams and training. Collectively with Top Gun Youth and Top Gun Arena 50-60 hours per month are devoted. Approximately 25% of these hours may be within the regular operating hours of Rocky Hill Advisors. Responsibilities include staff oversight.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Anthony Ferriero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 5, 2003 - Present
ROCKY HILL ADVISORS INC.
Office #1: 7 Essex Green Drive Suite 53-55, Peabody, MA 01960RIA
CRD#: 123242
PEABODY, MA
Past
July 26, 2002 - June 1, 2011
SENTINEL SECURITIES, LLC.
BD
CRD#: 110942
PEABODY, MA
Past
January 11, 1994 - August 1, 2002
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 3, 1989 - December 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
Past
September 21, 1988 - October 24, 1989
TUCKER ANTHONY INCORPORATED
BD
CRD#: 837
BOSTON, MA
Past
December 26, 1986 - December 22, 1993
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/5/2003)
IAR
New Hampshire(8/22/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
RH
ROCKY HILL ADVISORS INC.
ROCKY HILL ADVISORS INC. | ROCKY HILL ASSET MANAGEMENT
CRD#: 123242 / SEC#: 801-70602
RIA
Registered Investment Advisory firm - (7/29/2014 Terminated)Massachusetts
Registered Investment Advisory firm - (3/28/2014 Approved)New Hampshire
Registered Investment Advisory firm - (8/17/2023 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
7 Essex Green Drive Suite 53-55, Peabody, MA 01960
Mailing Address
Phone number
(978) 531-5900
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 180 |
| AUM (Assets Under Management) | $ 88,738,300 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ROCKY HILL ADVISORS INC.
CRD#: 123242Peabody, MA 01960TRUST BUT VERIFY
Monitor Peter Ferriero
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
