Robert M. Mcheffey
Professional summary
Robert Matthew Mcheffey, who also goes by Robert Mathew Mckeffey, Robert Matthew Mckeffey, is a registered financial professional currently at CAPIS located in Dallas, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1987. Robert has worked at 14 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Matthew Mcheffey's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 23, 2018 - Present
CAPIS
Office #1: 1700 Pacific Ave. Suite 1100, Dallas, TX 75201April 3, 2017 - September 20, 2018
SPEEDROUTE LLC
December 16, 2013 - September 18, 2015
CAPIS
April 25, 2011 - December 7, 2012
COWEN AND COMPANY
February 24, 2011 - March 18, 2011
COWEN AND COMPANY
December 15, 2009 - February 17, 2011
NEWEDGE USA, LLC
August 6, 2009 - November 10, 2009
ROCHDALE SECURITIES LLC
February 11, 2004 - September 5, 2006
MILETUS TRADING, LLC
April 18, 2002 - September 16, 2003
CANTOR FITZGERALD & CO.
March 27, 2001 - April 17, 2002
DEUTSCHE IXE, LLC
December 3, 1999 - March 15, 2001
VIRTU ALTERNET SECURITIES LLC
May 5, 1997 - March 5, 2001
VIRTU ITG LLC
January 3, 1995 - August 7, 1997
PREBON FINANCIAL PRODUCTS INC.
February 1, 1993 - December 23, 1994
GFI SECURITIES LLC
April 22, 1987 - September 23, 1992
REUTERS C CORPORATION
January 7, 1987 - February 3, 1988
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/30/2025)
Exams
Series 55
Date: 11/4/1998
Limited Representative-Equity Trader ExamCboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CAPIS
CRD#: 7551 / SEC#: , 8-22273
Contact information
FINRA licenses (5 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CULLEN POTTS STOCK TRUST | SHAREHOLDER | |
| HEIDEMANN REVOCABLE TRUST | SHAREHOLDER | |
| CHOATE, DAVID PAUL | CHIEF OPERATIONS OFFICER | 1568590 |
| DONALD C. POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | SHAREHOLDER | |
| DONALD C. POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | SHAREHOLDER | |
| HEIDEMANN, JORGEN HAMILTON | DIRECTOR | 1042114 |
| HUSEINBEGOVIC, BENIN NMN | CHIEF FINANCIAL OFFICER / FINOP | 4806696 |
| KICAK, THOMAS ALAN | CHIEF COMPLIANCE OFFICER | 1441596 |
| LAMENDOLA, STEPHEN DEAN | CHIEF INFORMATION OFFICER | 4006443 |
| POTTS, DONALD CULLEN II | TRUSTEE, CULLEN POTTS STOCK TRUST | 2845666 |
| POTTS, DONALD CULLEN II | CHAIRMAN OF THE BOARD | 2845666 |
| SARA SUE POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | SHAREHOLDER | |
| SARA SUE POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | SHAREHOLDER | |
| SEBERT, ANN VANSANT | TRUSTEE, SARA SUE POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | 4589262 |
| SEBERT, ANN VANSANT | TRUSTEE, DONALD C. POTTS DYNASTY TRUST FBO DONALD CULLEN POTTS II | 4589262 |
| SEBERT, ANN VANSANT | TRUSTEE, SARA SUE POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | 4589262 |
| SEBERT, ANN VANSANT | TRUSTEE, DONALD C. POTTS DYNASTY TRUST FBO KRISTI POTTS WETHERINGTON | 4589262 |
| SEBERT, ANN VANSANT | CHIEF EXECUTIVE OFFICER | 4589262 |
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAPIS
CRD#: 7551Dallas, TX 75201TRUST BUT VERIFY
Monitor Robert Mcheffey
Get automatic monthly alerts on:
