Joseph W. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Wade Martin was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1986. Joseph had worked at 7 firms and has passed the Series 63, Series 7, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2003 - May 30, 2014
CURTISWOOD CAPITAL, LLC
March 7, 2001 - March 4, 2003
BONDHUB, INC.
October 13, 1999 - August 18, 2000
SCOTT & STRINGFELLOW, LLC
January 2, 1998 - June 25, 1999
TRUIST SECURITIES, INC.
January 16, 1997 - January 2, 1998
SUNTRUST CAPITAL MARKETS, INC.
November 1, 1990 - October 9, 1996
BANC OF AMERICA SECURITIES LLC
December 26, 1986 - November 7, 1990
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CURTISWOOD CAPITAL, LLC
CRD#: 120767 / SEC#: , 8-65343
Contact information
Documents
Red Flags
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