Patricia Soileau

KINLOCH CAPITAL

Glen Allen, VA 23060

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CRD#: 1593948

Professional summary

Patricia Soileau, who also goes by Patricia Lynn Smith, Patricia Lynn Soileau, is a registered financial advisor currently at KINLOCH CAPITAL, LLC located in Glen Allen, Virginia.

Patricia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Patricia has worked at 12 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patricia Lynn Smith | Patricia Lynn Soileau

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Soileau's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2020 - Present

KINLOCH CAPITAL, LLC

Office #1: 4801 Cox Road Suite 200, Glen Allen, VA 23060

RIA

CRD#: 300735

Glen Allen, VA

Past

April 4, 2013 - July 2, 2019

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RICHMOND, VA

Past

April 4, 2013 - July 2, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RICHMOND, VA

Past

July 4, 2012 - March 5, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RICHMOND, VA

Past

June 23, 2012 - March 5, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RICHMOND, VA

Past

August 25, 2009 - January 20, 2011

SANDERS MORRIS LLC

RIA

CRD#: 20580

RICHMOND, VA

Past

August 25, 2009 - January 20, 2011

SANDERS MORRIS LLC

CRD#: 20580

RICHMOND, VA

Past

March 18, 2009 - March 31, 2009

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

RICHMOND, VA

Past

July 1, 2008 - February 3, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

RICHMOND, VA

Past

July 1, 2008 - February 3, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

RICHMOND, VA

Past

November 25, 2003 - July 29, 2008

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

RICHMOND, VA

Past

November 25, 2003 - July 29, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

RICHMOND, VA

Past

April 16, 2002 - September 16, 2003

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

RICHMOND, VA

Past

March 9, 2002 - September 16, 2003

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

March 28, 2001 - March 9, 2002

TUCKER ANTHONY INCORPORATED

CRD#: 837

BOSTON, MA

Past

November 27, 2000 - March 28, 2001

BRANCH, CABELL & CO., INC.

CRD#: 6820

RICHMOND, VA

Past

January 22, 1999 - December 5, 2000

ADVEST, INC.

CRD#: 10

HARTFORD, CT

Past

September 20, 1991 - January 26, 1999

SCOTT & STRINGFELLOW, INC.

CRD#: 3309

RICHMOND, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KINLOCH CAPITAL, LLC

CRD#: 300735 / SEC#: 801-115239

RIA

Registered Investment Advisory firm - (5/6/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(1/9/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/16/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/19/1991

General Securities Representative Examination

Current Firm

KINLOCH CAPITAL, LLC

CRD#: 300735 / SEC#: 801-115239

RIA

Registered Investment Advisory firm - (5/6/2019 Approved)

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Contact information

Main Address

4801 Cox Road Suite 200, Glen Allen, VA 23060

Mailing Address

Phone number

(804) 956-4550

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 KINLOCH FORM ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	586
AUM (Assets Under Management)	$ 252,438,765

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patricia Soileau

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patricia Soileau's CRS (Customer Relationship Summary).

Certified licenses

Experience

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

SANDERS MORRIS LLC

SANDERS MORRIS LLC

PURSHE KAPLAN STERLING INVESTMENTS

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

TUCKER ANTHONY INCORPORATED

BRANCH, CABELL & CO., INC.

ADVEST, INC.

SCOTT & STRINGFELLOW, INC.

Primary Firm SEC Registration

KINLOCH CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/16/1999

Series 63

Date: 10/4/1991

SIE

Date: 10/1/2018

Series 7

Date: 9/19/1991

Current Firm

KINLOCH CAPITAL, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KINLOCH CAPITAL, LLC

TRUST BUT VERIFY

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