Pierce M. Keane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pierce Michael Keane JR, who also goes by Pierce M Keane Jr, was a registered financial professional .
Pierce is a previously registered financial professional and started their career in finance in 1995. Pierce had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 2017 - March 6, 2025
LPS CAPITAL LLC
September 29, 2014 - April 28, 2017
TRADITION SECURITIES AND DERIVATIVES LLC
January 2, 2014 - September 29, 2014
TRADITION SECURITIES AND DERIVATIVES LLC
May 6, 2008 - October 1, 2014
STANDARD CREDIT SECURITIES INC.
August 13, 2003 - May 5, 2008
NEWEDGE USA, LLC
March 19, 1996 - July 28, 2003
BARCLAYS CAPITAL INC.
May 9, 1995 - July 28, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
LPS CAPITAL LLC
CRD#: 155246 / SEC#: , 8-68706
Contact information
FINRA licenses (28 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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