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John F Helbock

CRD# 1593811·Registered 1986 - 2005
Previously Registered: Being a previously registered professional could mean that John is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

John F Helbock was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1986 - 2005. John had worked at 10 firms and has passed the Series 63, Series 55, Series 7, Series 4 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

MANOR SECURITIES, LLC·CRD# 127847
BD
Saddle River, NJ
June 8, 2004 - August 4, 2005
PHILLIP LOUIS TRADING, INC.·CRD# 19378
BD
Red Bank, NJ
December 23, 2000 - May 23, 2002
JERSEY SHORE TRADING GROUP INC.·CRD# 47440
BD
Boca Raton, FL
November 15, 1999 - July 10, 2006
PHILLIP LOUIS TRADING, INC.·CRD# 19378
BD
Red Bank, NJ
October 20, 1999 - February 28, 2000
THE AGEAN GROUP, INC·CRD# 30835
BD
Boca Raton, FL
September 22, 1998 - October 19, 1999
H.J. MEYERS & CO., INC.·CRD# 15609
BD
Rochester, NY
May 15, 1991 - October 5, 1998
WINDSOR IBC, INC.·CRD# 19539
BD
New York, NY
September 23, 1988 - April 19, 1991
EQUITIES INTERNATIONAL SECURITIES, INC.·CRD# 8663
BD
May 18, 1988 - July 23, 1988
STEVEN ANDREW & COMPANY, INC.·CRD# 16082
BD
August 3, 1987 - May 18, 1988
JEROLD SECURITIES & CO., INC.·CRD# 6594
BD
March 17, 1987 - August 10, 1987
MONVEST SECURITIES, INC.·CRD# 14013
BD
December 3, 1986 - January 15, 1987

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Current Firm

MS
MANOR SECURITIES, LLC

MANOR SECURITIES, LLC

CRD#: 127847 / SEC#: 8-66058
BD
Terminated by SEC on 11/03/2007

Contact Information

Established

Delaware since 06/16/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FINANCIAL HOLDINGS, LLCHOLDING COMPANY-SHAREHOLDER—
LUPO, JOSEPH ANTHONYPRESIDENT, GENERAL SECURITIES PRINCIPAL/ CHIEF COMPLIANCE OFFICER2581715
ZUCKER, BRIAN FREDFINANCIAL & OPERATIONS PRINCIPAL AND GENERAL SECURITIES PRINCIPAL1484733

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 1999

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Feb 1994About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Jan 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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