Lisa W. Hardee

H. L. ORMOND & COMPANY

GREENVILLE, NC 27858

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CRD#: 1593750

Professional summary

Lisa Wooten Hardee, who also goes by Law Hardee, Lisa Anne Wooten, is a registered financial advisor currently at H. L. ORMOND & COMPANY, LLC located in Greenville, North Carolina.

Lisa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Lisa has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

At a Glance

Always Fiduciary

Aliases

Law Hardee | Lisa Anne Wooten

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Wooten Hardee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2026 - Present

H. L. ORMOND & COMPANY, LLC

Office #1: 1001 Conference Drive Suite A, Greenville, NC 27858

RIA

CRD#: 313593

GREENVILLE, NC

Past

September 19, 2019 - July 2, 2026

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

GREENVILLE, NC

Past

September 19, 2019 - July 2, 2026

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GREENVILLE, NC

Past

June 27, 2017 - September 23, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

GREENVILLE, NC

Past

June 27, 2017 - September 23, 2019

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

GREENVILLE, NC

Past

December 17, 2007 - June 20, 2017

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

GREENVILLE, NC

Past

October 1, 1999 - June 20, 2017

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

GREENVILLE, NC

Past

November 12, 1986 - October 1, 1999

FIRST UNION CAPITAL MARKETS CORP.

CRD#: 6124

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

H. L. ORMOND & COMPANY, LLC

CRD#: 313593 / SEC#: 801-120841

RIA

Registered Investment Advisory firm - (4/16/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/9/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/15/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/9/2007

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/16/2012

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/19/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 7/22/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/22/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

H. L. ORMOND & COMPANY, LLC

CRD#: 313593 / SEC#: 801-120841

RIA

Registered Investment Advisory firm - (4/16/2021 Approved)

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Contact information

Main Address

1001 Conference Drive Suite A, Greenville, NC 27858

Mailing Address

Phone number

(252) 756-4010

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HL ORMOND ADV PART 2A (3/11/2026)

Regulatory assets under management

Total Number of Accounts	1,199
AUM (Assets Under Management)	$ 401,376,690

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Lisa W. Hardee

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lisa Wooten Hardee's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION CAPITAL MARKETS CORP.

Primary Firm SEC Registration

H. L. ORMOND & COMPANY, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/15/2007

Series 63

Date: 11/9/2007

SIE

Date: 10/1/2018

Series 31

Date: 5/16/2012

Series 7

Date: 5/19/2000

Series 10

Date: 7/22/2005

Series 9

Date: 7/22/2005

Current Firm

H. L. ORMOND & COMPANY, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

H. L. ORMOND & COMPANY, LLC

TRUST BUT VERIFY

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