Ronald J. Dmitruchina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald John Dmitruchina was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1987. Ronald had worked at 6 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2014 - July 12, 2018
CORECAP INVESTMENTS, LLC
January 7, 2011 - June 2, 2014
DALTON STRATEGIC INVESTMENT SERVICES INC.
May 1, 2006 - December 31, 2010
HAAS FINANCIAL PRODUCTS, INC.
April 6, 1995 - December 31, 2004
CAPITAL SECURITIES OF AMERICA, INC.
June 10, 1991 - April 10, 1995
OSAIC FS, INC.
March 6, 1987 - June 7, 1991
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORECAP INVESTMENTS, LLC
CRD#: 37068 / SEC#: , 8-47783
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
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