Susan G. Naive
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Gail Naive, who also goes by Susan Gail Long, Susan Gail Velting, Susan Gail Long Velting, was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1987. Susan had worked at 8 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2017 - August 3, 2021
SOUTHPORT CAPITAL
August 20, 2010 - October 31, 2017
SWIFT CREEK CAPITAL, INC.
August 6, 2010 - October 6, 2010
CRESCENT CAPITAL MANAGEMENT CO
July 21, 2000 - November 16, 2009
JORDAHL & SLITER WEALTH MANAGEMENT GROUP, LLC
May 4, 1992 - September 7, 1994
ROBERT THOMAS SECURITIES, INC
September 1, 1987 - January 2, 1991
MORGAN STANLEY DW INC.
April 28, 1987 - August 17, 1987
FIRST WALL STREET CORP.
February 26, 1987 - May 20, 1987
BROOKS WEINGER ROBBINS & LEEDS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUTHPORT CAPITAL
CRD#: 113364 / SEC#: 801-60356
Contact information
Regulatory assets under management
| Total Number of Accounts | 3,003 |
| AUM (Assets Under Management) | $ 729,563,934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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