Charles F. Myer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Franklin Myer III, who also goes by Frank Myer, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1986. Charles had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2016 - April 22, 2022
THE LEADERS GROUP, INC.
August 24, 2011 - April 9, 2015
P.J. ROBB VARIABLE, LLC
June 22, 2004 - July 19, 2011
THE LEADERS GROUP, INC.
June 21, 1989 - June 14, 2004
EQUITABLE ADVISORS, LLC
June 20, 1989 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
June 20, 1989 - June 14, 2004
EQUITABLE ADVISORS, LLC
November 21, 1986 - March 18, 1989
AMI SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
