JT
John E. Tryon
CENTAURUS FINANCIAL
Troy, MI 48083
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CRD#: 1593231
JT
Professional summary
John Edmond Tryon is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Troy, Michigan.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. John has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. JOHN E. TRYON & ASSOCIATES, NON-INVESTMENT RELATED, 189 E. BIG BEAVER ROAD, SUITE #211, TROY, MI 48083, DBA, BRANDING PURPOSES ONLY, OWNER, SINCE 3/5/2013. 2. NOTARY PUBLIC POSITION: Notary Public NATURE: Notarize Documents for Clients INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/06/2018 ADDRESS: Northville MI 48167, United States DESCRIPTION: I notarize documents for clients
CRS (Client Relationship Summary) - RIA
Click below to view John Edmond Tryon's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view John Edmond Tryon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 23, 2013 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 189 E. Big Beaver Road Suite #211, Troy, MI 48083RIA
BD
CRD#: 30833
Troy, MI
Current
April 1, 2005 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 189 E. Big Beaver Road Suite #211, Troy, MI 48083RIA
BD
CRD#: 30833
Troy, MI
Past
April 7, 1998 - April 29, 2005
LEONARD & COMPANY
BD
CRD#: 36527
TROY, MI
Past
January 7, 1991 - April 22, 1998
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Past
July 24, 1987 - January 15, 1991
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/4/2019)
RR
California(4/27/2005)
RR
District of Columbia(1/22/2010)
RR
Florida(4/27/2005)
RR
Georgia(6/3/2025)
RR
Indiana(3/26/2007)
RR
Michigan(4/1/2005)
IAR
Michigan(4/25/2013)
RR
Minnesota(2/12/2020)
RR
Missouri(9/26/2023)
RR
New Jersey(1/31/2025)
RR
North Carolina(11/7/2023)
RR
Pennsylvania(4/1/2005)
RR
Rhode Island(11/18/2020)
RR
Texas(5/11/2020)
RR
Virginia(4/10/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
