Maxine A. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maxine Ada Johnson, who also goes by Maxine Ada Gomez, was a registered financial professional .
Maxine is a previously registered financial professional and started their career in finance in 1987. Maxine had worked at 4 firms and has passed the Series 63, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 1998 - October 13, 2021
KESSLER INVESTMENT ADVISORS INC
May 10, 1993 - December 13, 2021
KESSLER & COMPANY INVESTMENTS, INC.
October 7, 1987 - October 12, 1989
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 21, 1987 - October 5, 1987
TAMARON INVESTMENTS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
KESSLER INVESTMENT ADVISORS INC
CRD#: 106393 / SEC#: 801-47146
Contact information
Red Flags
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