David M. Reardon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Michael Reardon, who also goes by Dave Reardon, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1988. David had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2019 - October 1, 2021
PRECISION SECURITIES, LLC
August 21, 2017 - November 6, 2017
WESTERN INTERNATIONAL SECURITIES, INC.
November 17, 2011 - August 21, 2017
FINANCIAL WEST GROUP
January 19, 2009 - November 21, 2011
TORREY PINES SECURITIES, INC.
July 5, 2000 - April 5, 2006
TORREY PINES SECURITIES, INC.
August 26, 1994 - November 2, 1995
TD AMERITRADE CLEARING, INC.
March 8, 1991 - July 5, 2000
FIXED INCOME SECURITIES, INC.
August 25, 1988 - April 3, 1991
CENPAC SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/12/2024
General Securities Representative ExaminationCurrent Firm
PRECISION SECURITIES, LLC
CRD#: 103976 / SEC#: , 8-52441
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
