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David Michael Reardon

CRD# 1592795·Registered 1988 - 2021
Previously Registered: Being a previously registered professional could mean that David is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

David Michael Reardon, who also goes by Dave Reardon, was a registered financial advisor. David was a previously registered financial professional and started their career in finance 1988 - 2021. David had worked at 7 firms and has passed the Series 63, Series 7TO, SIE, Series 7, Series 24 and Series 4 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dave Reardon

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

38 years in the financial services industry

Current & Past Employments

PRECISION SECURITIES, LLC·CRD# 103976
BD
Del Mar, CA
October 30, 2019 - October 1, 2021
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Pasadena, CA
August 21, 2017 - November 6, 2017
FINANCIAL WEST GROUP·CRD# 16668
BD
San Diego, CA
November 17, 2011 - August 21, 2017
TORREY PINES SECURITIES, INC.·CRD# 17120
BD
San Diego, CA
January 19, 2009 - November 21, 2011
TORREY PINES SECURITIES, INC.·CRD# 17120
BD
San Diego, CA
July 5, 2000 - April 5, 2006
TD AMERITRADE CLEARING, INC.·CRD# 5633
BD
Omaha, NE
August 26, 1994 - November 2, 1995
FIXED INCOME SECURITIES, INC.·CRD# 14279
BD
San Diego, CA
March 8, 1991 - July 5, 2000
CENPAC SECURITIES CORP.·CRD# 16089
BD
August 25, 1988 - April 3, 1991

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Current Firm

PS
PRECISION SECURITIES, LLC

PRECISION SECURITIES, LLC

CRD#: 103976 / SEC#: 8-52441
BD
Terminated by SEC on 11/24/2023

Contact Information

Established

California since 03/07/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
CLEAR STREET HOLDINGS, LLCMEMBER—
LIVINGSTON, DOUGLAS WILLIAMCOMPLIANCE OFFICER4020811
MARMORA, CHRISTOPHER PAULFINOP7187188
TURNER, SHAWN PHILLIPPRESIDENT, CCO & AMLCP2727278

Disclosures

Regulatory Event

8

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2009About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Feb 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Nov 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 2009About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1991About the Series 24 exam

Series 4 — Registered Options Principal Examination

Passed Nov 1989About the Series 4 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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