Stephen C. Mccraw
Professional summary
Stephen Connor Mccraw, who also goes by Steve Mccraw, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Laurel, Mississippi.
Stephen is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Stephen has worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Connor Mccraw's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Stephen Connor Mccraw's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 224 South 13th Ave., Laurel, MS 39440January 2, 2015 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 224 South 13th Ave., Laurel, MS 39440October 5, 2012 - January 12, 2015
LPL FINANCIAL LLC
October 5, 2012 - January 12, 2015
LPL FINANCIAL LLC
February 24, 2005 - October 16, 2012
EAGLE ONE INVESTMENTS, LLC
February 24, 2005 - October 16, 2012
EAGLE ONE INVESTMENTS, LLC
January 1, 2004 - March 11, 2005
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - March 11, 2005
VOYA FINANCIAL ADVISORS, INC.
March 8, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
December 1, 1999 - May 27, 2003
BTS ASSET MANAGEMENT, INC.
February 1, 1999 - January 1, 2004
LOCUST STREET SECURITIES, INC.
January 30, 1998 - January 29, 1999
VOYA FINANCIAL ADVISORS, INC.
August 12, 1997 - January 26, 1998
TITAN/VALUE EQUITIES GROUP, INC.
February 7, 1996 - July 31, 1997
VOYA FINANCIAL ADVISORS, INC.
June 13, 1994 - February 7, 1996
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 3, 1988 - May 24, 1994
WALNUT STREET SECURITIES, INC.
July 17, 1987 - February 9, 1988
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2015)
(7/19/2022)
(1/2/2015)
(1/2/2015)
Exams
FINRA
Current Firm
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
