Christopher T. Nicholls
Professional summary
Christopher Treneer Nicholls, who also goes by Christopher T Nicholls, is a registered financial professional currently at FTI CAPITAL ADVISORS, LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1987. Christopher has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Treneer Nicholls's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2008 - Present
FTI CAPITAL ADVISORS, LLC
Office #1: 1166 Ave Of The Americas 15th Floor, New York, NY 10036February 16, 1990 - August 2, 1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 29, 1987 - May 2, 1989
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/9/2014)
(9/16/2011)
(5/9/2012)
(4/9/2014)
(4/30/2008)
(4/10/2014)
(10/12/2011)
(4/30/2008)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FTI CAPITAL ADVISORS, LLC
CRD#: 123434 / SEC#: , 8-65587
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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