William R. Dubois
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Richard Dubois JR, who also goes by Bill Dubois, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1986. William had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2019 - July 31, 2024
RETURN ON INVESTMENT, LLC
December 1, 2015 - April 17, 2019
PILOTAGE PRIVATE WEALTH AG
August 13, 2009 - November 4, 2014
RETURN ON INVESTMENT, LLC
October 30, 2008 - June 25, 2009
SOHO FINANCIAL SERVICES LLC
November 18, 1986 - January 15, 1992
CITICORP FINANCIAL SERVICES,INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
RETURN ON INVESTMENT, LLC
CRD#: 299979 / SEC#: 801-114753
Contact information
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 884,800,000 |
Red Flags
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