Michael D. Emkes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Dean Emkes was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 2013 - December 14, 2015
INDIANA SECURITIES, LLC
July 14, 1997 - November 20, 2001
HOUSE INVESTMENTS SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INDIANA SECURITIES, LLC
CRD#: 45115 / SEC#: , 8-50984
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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