Thomas E. Loyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Edward Loyd was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1986. Thomas had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 13, 1993 - March 3, 1994
DESHLER-MORRIS SECURITIES, INC.
May 3, 1991 - July 23, 1991
DESHLER-MORRIS SECURITIES, INC.
May 22, 1990 - September 18, 1990
THE STUART-JAMES COMPANY, INCORPORATED
June 10, 1988 - July 17, 1989
EQUITIES INTERNATIONAL SECURITIES, INC.
December 9, 1987 - May 20, 1988
BROWNSTONE-SMITH SECURITIES CORP.
October 29, 1987 - December 16, 1987
GRAYSTONE NASH, INC.
November 21, 1986 - November 9, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DESHLER-MORRIS SECURITIES, INC.
CRD#: 25622 / SEC#: , 8-41829
Contact information
Documents
Red Flags
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