Mark M. Arimura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Makoto Arimura was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 5 firms and has passed the Series 65, Series 63, Series 86, Series 87, Series 7, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2007 - January 3, 2013
TRIPLE A PARTNERS LLC
February 16, 2007 - December 31, 2008
ABBOT KINNEY ADVISORS, LLC
June 17, 2005 - September 1, 2006
CF GLOBAL TRADING, LLC
September 1, 1998 - June 1, 1999
CITIGROUP GLOBAL MARKETS INC.
November 18, 1986 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIPLE A PARTNERS LLC
CRD#: 142790 / SEC#: , 8-67485
Contact information
FINRA licenses (2 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
