Orlan K. Boyd
Professional summary
Orlan Kenneth Boyd JR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Orlan is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Orlan had worked at 5 firms, which includes ARAGON FINANCIAL SERVICES INC., OPPENHEIMER & CO. INC., AMERITAS INVESTMENT COMPANY LLC, POLARIS FINANCIAL SERVICES INC., THRIVENT INVESTMENT MANAGEMENT INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 13, 1994 - July 9, 2001
ARAGON FINANCIAL SERVICES, INC.
February 12, 1993 - October 6, 1994
OPPENHEIMER & CO. INC.
January 7, 1992 - January 26, 1993
AMERITAS INVESTMENT COMPANY, LLC
April 11, 1991 - December 31, 1991
POLARIS FINANCIAL SERVICES, INC.
June 9, 1987 - April 18, 1991
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
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Exams
Current Firm
ARAGON FINANCIAL SERVICES, INC.
CRD#: 16023 / SEC#: , 8-33169
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 14 |
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