Gary A. Meier
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Alan Meier was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1987. Gary had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 20, 2015 - March 26, 2018
BOZ & COMPANY LLC
January 10, 2013 - May 8, 2015
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
January 10, 2013 - May 8, 2015
CAMBRIDGE INVESTMENT RESEARCH, INC.
February 14, 2012 - December 31, 2012
SIGNATOR FINANCIAL SERVICES, INC.
February 14, 2012 - December 31, 2012
SIGNATOR FINANCIAL SERVICES, INC.
April 1, 2008 - February 14, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
April 1, 2008 - February 14, 2012
PACIFIC WEST SECURITIES, INC.
December 5, 2003 - March 31, 2008
SSN ADVISORY, INC.
December 4, 2003 - March 31, 2008
SECURITIES SERVICE NETWORK, LLC
January 24, 2000 - December 8, 2003
VERAVEST INVESTMENT ADVISORS, INC.
July 22, 1999 - December 1, 2003
VERAVEST INVESTMENTS, INC.
June 9, 1987 - May 20, 1999
THRIVENT INVESTMENT MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BOZ & COMPANY LLC
CRD#: 167851 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 122 |
| AUM (Assets Under Management) | $ 16,177,000 |
Red Flags
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