Lawrence J. Devasto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Jeffrey Devasto, who also goes by Larry Jeffrey Devasto, Larry Devasto, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1987. Lawrence had worked at 10 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 2004 - August 24, 2012
ALLSTATE FINANCIAL SERVICES, LLC
February 17, 2004 - November 30, 2004
GENEOS WEALTH MANAGEMENT, INC.
April 7, 2003 - September 16, 2003
FOCUS FINANCIAL GROUP
February 19, 2003 - November 30, 2004
GENEOS WEALTH MANAGEMENT, INC.
February 6, 1998 - February 24, 2003
SUNAMERICA SECURITIES, INC.
August 17, 1995 - February 2, 1998
PRINCIPAL SECURITIES, INC.
February 13, 1989 - July 10, 1995
GUARDIAN INVESTOR SERVICES LLC
December 24, 1987 - April 27, 1988
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
December 24, 1987 - October 31, 1988
MML INVESTORS SERVICES, LLC
March 3, 1987 - November 27, 1987
METROPOLITAN LIFE INSURANCE COMPANY
March 3, 1987 - November 27, 1987
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
