Jeffrey P. Jones
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Paul Jones, CFP®, who also goes by Jeff Jones, was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 17, 2021 - January 9, 2025
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - January 9, 2025
TRUIST INVESTMENT SERVICES, INC.
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
January 2, 2013 - February 17, 2021
BB&T SECURITIES, LLC
November 19, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
November 19, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
June 20, 2002 - November 15, 2012
WELLS FARGO CLEARING SERVICES, LLC
June 18, 2002 - June 20, 2002
WACHOVIA SECURITIES, INC.
June 15, 2002 - November 15, 2012
WELLS FARGO CLEARING SERVICES, LLC
February 14, 2000 - June 15, 2002
WACHOVIA SECURITIES, INC.
April 12, 1994 - February 14, 2000
WACHOVIA BROKERAGE SERVICE
November 10, 1987 - August 16, 1988
A. G. EDWARDS & SONS, INC.
November 21, 1986 - November 19, 1987
CAROLINA SECURITIES CORPORATION
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
