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JT

Jaime T. Tsutsui

Some features on this profile are disabled
CRD#: 1591354
JT

Professional summary

Jaime Takashi Tsutsui was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Jaime is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Jaime had worked at 10 firms, which includes PARAMOUNT INVESTMENTS INTERNATIONAL INC., PRIVATE INVESTORS CARTEL LTD., CASTLE SECURITIES CORP., TAMARON INVESTMENTS INC., PRINCETON FINANCIAL GROUP INC., CENTURY FINANCIAL SECURITIES INC., MALONE & ASSOCIATES INC., FINNET SECURITIES INC., GREENTREE SECURITIES CORP., BROOKS WEINGER ROBBINS & LEEDS INC..

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 21, 1993 - September 7, 1993

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

BD
CRD#: 30898
Past

October 26, 1992 - February 18, 1993

PRIVATE INVESTORS CARTEL, LTD.

BD
CRD#: 17690
Past

January 30, 1992 - September 2, 1992

CASTLE SECURITIES CORP.

BD
CRD#: 16077
Past

December 19, 1990 - December 13, 1991

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
Past

July 31, 1990 - January 8, 1991

PRINCETON FINANCIAL GROUP, INC.

BD
CRD#: 14597
Past

September 7, 1989 - December 6, 1989

CENTURY FINANCIAL SECURITIES, INC.

BD
CRD#: 15280
Past

April 19, 1989 - September 19, 1989

MALONE & ASSOCIATES, INC.

BD
CRD#: 10412
Past

January 26, 1989 - April 29, 1989

TAMARON INVESTMENTS, INC.

BD
CRD#: 14929
Past

November 1, 1988 - February 1, 1989

FINNET SECURITIES, INC.

BD
CRD#: 17960
Past

January 4, 1988 - November 14, 1988

GREENTREE SECURITIES CORP.

BD
CRD#: 7372
Past

December 26, 1986 - February 3, 1988

BROOKS WEINGER ROBBINS & LEEDS INC.

BD
CRD#: 14156

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/28/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 12/20/1986
General Securities Representative Examination

Current Firm

PI
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.
PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

CRD#: 30898 / SEC#: , 8-41910

BD
Cancelled by SEC on 09/20/1996
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Colorado since 02/25/1993
Firm type
Corporation
Fiscal year end
February
# of Employees

Documents

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARAMOUNT INVESTMENTS INTERNATIONAL, INC.

CRD#: 30898

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