Joseph C. Wessel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Clement Wessel, who also goes by Joseph Clement Wessel Jr, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1987. Joseph had worked at 4 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2019 - May 5, 2023
BUSINE WEALTH
January 7, 2015 - December 31, 2018
BUSINE WEALTH
July 20, 2010 - January 5, 2015
STARFOX FINANCIAL SERVICES, LLC
March 13, 2008 - July 16, 2010
EDWARD JONES
August 11, 1993 - July 16, 2010
EDWARD JONES
March 9, 1987 - January 18, 1988
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUSINE WEALTH
CRD#: 172692 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 310 |
| AUM (Assets Under Management) | $ 67,473,740 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
