AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
CC

Christine M. Church

Some features on this profile are disabled
CRD#: 1591143
CC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christine Mulhern Church, who also goes by Christene Ann Church, was a registered financial professional .

Christine is a previously registered financial professional and started their career in finance in 1987. Christine had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Christene Ann Church

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 7, 2013 - September 15, 2017

ALVAREZ & MARSAL SECURITIES, LLC

BD
CRD#: 127858
NEW YORK, NY
Past

November 19, 2012 - October 29, 2013

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
GREENWICH, CT
Past

November 28, 2005 - October 19, 2012

NYLIFE SECURITIES LLC

BD
CRD#: 5167
STAMFORD, CT
Past

June 4, 2002 - June 3, 2005

CLARK SECURITIES, INC.

BD
CRD#: 43803
GREENSBORO, NC
Past

January 25, 2001 - June 11, 2002

M HOLDINGS SECURITIES, INC.

BD
CRD#: 43285
PORTLAND, OR
Past

August 22, 1990 - December 5, 2000

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

February 24, 1987 - October 12, 1988

CROSSMARK DISTRIBUTORS, INC.

BD
CRD#: 14970
HOUSTON, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 11/19/1990
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam

Current Firm


A&
ALVAREZ & MARSAL SECURITIES, LLC
ALVAREZ & MARSAL SECURITIES, LLC

CRD#: 127858 / SEC#: , 8-66055

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
600 Madison Ave 8th Floor, New York, NY, 10022
Mailing Address
600 Madison Ave 8th Floor, New York, NY, 10022
Phone number
(212) 759-4433
Established
Delaware since 09/24/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
ALVAREZ & MARSAL NORTH AMERICA, LLCOWNER
VARUGHESE, GEORGEPRESIDENT/ CHIEF EXECUTIVE OFFICER1070353
WINTERS, KEITH ANTHONYCHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICER/FINOP3126316

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ALVAREZ & MARSAL SECURITIES, LLC

CRD#: 127858

TRUST BUT VERIFY

Monitor Christine Church

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics