Jana M. Plaisier

PLAISIER FINANCIAL GROUP LLC

Ludington, MI

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CRD#: 1590785

Professional summary

Jana Marie Plaisier is a registered financial advisor currently at PLAISIER FINANCIAL GROUP LLC located in Ludington, Michigan.

Jana is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Jana has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1-PROFESSIONAL SERVICES, NON-INVESTMENT RELATED, TAX PREPARER, 01/1979, PREPARE TAXES. 2-PLAISER VENTURES LLC, NON-INVESTMENT RELATED, OWNER-PARTNER 01/2010, AFFILIATE MARKETING. 3-PLAISIER FINANCIAL GROUP, INVESTMENT RELATED, 07/2000, RIA, OWNER. 4-PLG INS. LIFE/HEALTH INSURANCE SALES. INVESTMENT RELATED. OWNER 5-RODAN AND FIELDS CONSULTANT; CALEDONIA, MI; SVC. DESCRIPTION: SKINCARE CONSULTANT-ONLY FOR PURCHASE OF PRODUCT AT CONSULTANT COST - NOT PLANNING TO BUILD THE BUSINESS AT THIS TIME.; TITLE: CONSULTANT ONLY FOR DISCOUNT OF PRODUCT; DUTIES: NONE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jana Marie Plaisier's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 23, 2010 - Present

PLAISIER FINANCIAL GROUP LLC

RIA

CRD#: 122006

Ludington, MI

Past

August 27, 2002 - June 30, 2016

APW CAPITAL, INC.

CRD#: 43814

BYRON CENTER, MI

Past

June 29, 2001 - August 26, 2002

QUESTAR CAPITAL CORPORATION

CRD#: 43100

MINNEAPOLIS, MN

Past

September 28, 1999 - July 9, 2001

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

December 17, 1986 - October 20, 1999

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(6/23/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/15/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 6/30/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/27/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/15/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2000

General Securities Principal Examination

Current Firm

PLAISIER FINANCIAL GROUP LLC

CRD#: 122006 / SEC#:

Michigan

Registered Investment Advisory firm - (9/6/2002 Approved)

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Contact information

Main Address

Ludington, MI

Mailing Address

Phone number

(616) 862-1206

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	97
AUM (Assets Under Management)	$ 8,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jana M. Plaisier

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jana Marie Plaisier's CRS (Customer Relationship Summary).

Certified licenses

Experience

APW CAPITAL, INC.

QUESTAR CAPITAL CORPORATION

NATIONAL PLANNING CORPORATION

PFS INVESTMENTS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/15/1986

SIE

Date: 6/30/2016

Series 7

Date: 1/27/2000

Series 6

Date: 12/15/1986

Series 24

Date: 7/19/2000

Current Firm

PLAISIER FINANCIAL GROUP LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PLAISIER FINANCIAL GROUP LLC

TRUST BUT VERIFY

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