Robert M. Braun
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Martin Braun was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2017 - March 29, 2017
BRAUN RESEARCH CONSULTING, LLC
August 15, 2012 - December 31, 2016
BRAUN RESEARCH CONSULTING, LLC
February 6, 2003 - March 4, 2011
MIDWOOD SECURITIES, INC.
October 16, 2002 - March 6, 2003
THOMSON INSTITUTIONAL SERVICES INC.
September 20, 1994 - January 22, 2001
I/B/E/S INC.
September 3, 1993 - October 5, 1994
KURZ-LIEBOW & COMPANY, INC.
April 27, 1989 - August 26, 1993
WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.
November 18, 1986 - April 27, 1987
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRAUN RESEARCH CONSULTING, LLC
CRD#: 165012 / SEC#:
Contact information
Red Flags
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