Robert A. Maas
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Anthony Maas was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1986. Robert had worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2008 - December 4, 2015
VAN CLEMENS & CO. INCORPORATED
July 4, 2007 - January 4, 2008
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC.
November 25, 2002 - March 28, 2006
FELTL & COMPANY
May 5, 2000 - December 13, 2002
COLLIERS SECURITIES LLC
September 21, 1988 - May 2, 2000
MILLER JOHNSON STEICHEN KINNARD, INC.
November 21, 1986 - September 13, 1988
IRI SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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