Paula A. Veltri
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paula Ann Veltri, who also goes by Paula Ann Beebeveltri, Paula Beebeveltri, Paula Veltri, was a registered financial professional .
Paula is a previously registered financial professional and started their career in finance in 1987. Paula had worked at 4 firms and has passed the Series 52TO, SIE, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2019 - January 2, 2025
STOEVER, GLASS & COMPANY INC.
August 12, 2015 - July 11, 2019
AEGIS CAPITAL CORP.
August 8, 2003 - August 6, 2015
OPPENHEIMER & CO. INC.
April 3, 1988 - April 18, 1995
CIBC WORLD MARKETS CORP.
October 20, 1987 - June 5, 2003
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
STOEVER, GLASS & COMPANY INC.
CRD#: 7031 / SEC#: , 8-19273
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Financial | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
