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Marc Bennett Freeman

CRD# 1590373·Registered 1987 - 2004
Barred: Marc Bennett Freeman was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Marc Bennett Freeman was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1987 - 2004. Marc had worked at 9 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Atlanta, GA
July 31, 2002 - May 3, 2004
DONALD & CO. SECURITIES INC.·CRD# 7776
BD
Tinton Falls, NJ
October 19, 1998 - August 22, 2002
MORGAN, TAYLOR & ASSOCIATES, INC.·CRD# 37447
BD
Mineola, NY
December 18, 1995 - October 5, 1998
A. R. BARON & CO., INC.·CRD# 29285
BD
New York, NY
February 24, 1995 - November 13, 1995
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
February 1, 1993 - March 14, 1995
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
March 5, 1990 - February 8, 1993
CIBC WORLD MARKETS CORP.·CRD# 630
BD
New York, NY
October 23, 1989 - March 15, 1990
LEHMAN BROTHERS INC.·CRD# 7506
BD
January 29, 1988 - November 21, 1989
PRUDENTIAL EQUITY GROUP, LLC·CRD# 7471
BD
January 15, 1987 - February 4, 1988
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
January 15, 1987 - November 21, 1989

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Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.

J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: 8-50156
BD
Terminated by SEC on 04/04/2016

Contact Information

Established

Georgia since 04/11/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER—
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event

30

Arbitration

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1986About the Series 63 exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Aug 2000

Series 7 — General Securities Representative Examination

Passed Nov 1986About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Feb 1997About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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