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MF

Marc B. Freeman

Some features on this profile are disabled
CRD#: 1590373
MF

Professional summary

Marc Bennett Freeman was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Marc is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Marc had worked at 9 firms, which includes J.P. TURNER & COMPANY L.L.C., DONALD & CO. SECURITIES INC., MORGAN TAYLOR & ASSOCIATES INC., A. R. BARON & CO. INC., GRUNTAL & CO. L.L.C., CITIGROUP GLOBAL MARKETS INC., CIBC WORLD MARKETS CORP., LEHMAN BROTHERS INC., PRUDENTIAL EQUITY GROUP LLC.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 31, 2002 - May 3, 2004

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

October 19, 1998 - August 22, 2002

DONALD & CO. SECURITIES INC.

BD
CRD#: 7776
TINTON FALLS, NJ
Past

December 18, 1995 - October 5, 1998

MORGAN, TAYLOR & ASSOCIATES, INC.

BD
CRD#: 37447
MINEOLA, NY
Past

February 24, 1995 - November 13, 1995

A. R. BARON & CO., INC.

BD
CRD#: 29285
NEW YORK, NY
Past

February 1, 1993 - March 14, 1995

GRUNTAL & CO., L.L.C.

BD
CRD#: 372
NEW YORK, NY
Past

March 5, 1990 - February 8, 1993

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

October 23, 1989 - March 15, 1990

CIBC WORLD MARKETS CORP.

BD
CRD#: 630
NEW YORK, NY
Past

January 29, 1988 - November 21, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
Past

January 15, 1987 - February 4, 1988

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
Past

January 15, 1987 - November 21, 1989

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/25/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 55
Date: 8/1/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/15/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/25/1997
General Securities Principal Examination

Current Firm

JT
J.P. TURNER & COMPANY, L.L.C.
J.P. TURNER & COMPANY | J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177 / SEC#: , 8-50156

BD
Terminated by SEC on 04/04/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
Georgia since 04/11/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
BRAVES AQUISITION LLCMEMBER
SHELSON, MARK PAULCORPORATE TREASURER1819252
WOLL, EDWARD BARNETTCHIEF COMPLIANCE OFFICER1096606

Disclosures

Regulatory Event30
Arbitration12

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

J.P. TURNER & COMPANY, L.L.C.

CRD#: 43177

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