Barry A. Craig

CITY CAPITAL ADVISORS

CHICAGO, IL 60611

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CRD#: 1590367

Professional summary

Barry Alexander Craig is a registered financial professional currently at CITY CAPITAL ADVISORS, LLC located in Chicago, Illinois.

Barry is registered as a RR (Registered Representative) and started their career in finance in 1986. Barry has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Alexander Craig's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 30, 2007 - Present

CITY CAPITAL ADVISORS, LLC

Office #1: 444 North Michigan Avenue Suite 3200, Chicago, IL 60611Office #2: 444 North Michigan Avenue, Suite 3200, Chicago, IL 60611

CRD#: 143528

CHICAGO, IL

Past

April 14, 2005 - December 20, 2006

KIPP REESE KOLDYKE SECURITIES LLC

CRD#: 133234

CHICAGO, IL

Past

October 1, 1998 - November 4, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 7, 1995 - October 1, 1998

BANCAMERICA SECURITIES, INC.

CRD#: 17977

SAN FRANCISCO, CA

Past

February 18, 1992 - April 3, 1995

CONTINENTAL PARTNERS INC

CRD#: 29076

CHICAGO, IL

Past

November 18, 1986 - September 26, 1991

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/2/2007)

Exams

State Security Law Exam

Series 63

Date: 12/4/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 24

Date: 1/20/2005

General Securities Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/9/2004

Financial and Operations Principal Examination

SRO Registrations

FINRA

Current Firm

CITY CAPITAL ADVISORS, LLC

CRD#: 143528 / SEC#: , 8-67580

Broker-Dealer Firm Regulated by FINRA (Chicago district office)

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Contact information

Main Address

444 North Michigan Avenue, Suite 3200, Chicago, IL 60611

Mailing Address

444 North Michigan Avenue, Suite 3200, Chicago, IL 60611

Phone number

(312) 494-9800

Established

Delaware since 05/05/2005

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
KING, RICHARD MARTIN	MANAGING DIRECTOR
TIMMERMAN, MARK ALLEN	CCO, AMLCO, MANAGING DIRECTOR & EXECUTIVE REPRESENTATIVE
LENART, BRIAN DOUGLAS	FINOP, PFO/POO	736107

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Barry A. Craig

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Barry Alexander Craig's CRS (Customer Relationship Summary).

Certified licenses

Experience

KIPP REESE KOLDYKE SECURITIES LLC

BANC OF AMERICA SECURITIES LLC

BANCAMERICA SECURITIES, INC.

CONTINENTAL PARTNERS INC

LEHMAN BROTHERS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/4/1991

Series 99TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1986

Series 14

Date: 1/2/2023

Series 24

Date: 1/20/2005

Series 27

Date: 11/9/2004

FINRA

Current Firm

CITY CAPITAL ADVISORS, LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CITY CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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