James S. Gerritsen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Scott Gerritsen was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1987. James had worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - December 23, 2019
PNC MANAGED ACCOUNT SOLUTIONS, INC.
May 16, 2013 - December 23, 2019
BBVA SECURITIES INC.
November 5, 2012 - October 21, 2013
PNC MANAGED ACCOUNT SOLUTIONS, INC.
October 3, 2012 - May 16, 2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC
July 6, 2005 - December 10, 2009
CHASE INVESTMENT SERVICES CORP.
July 6, 2005 - December 10, 2009
CHASE INVESTMENT SERVICES CORP.
September 10, 2002 - July 6, 2005
BANC ONE SECURITIES CORPORATION
February 15, 1995 - July 6, 2005
BANC ONE SECURITIES CORPORATION
January 12, 1989 - February 6, 1995
FINANCIAL HORIZONS SECURITIES CORPORATION
January 5, 1987 - July 23, 1987
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PNC MANAGED ACCOUNT SOLUTIONS, INC.
CRD#: 110476 / SEC#: 801-56131
Contact information
Regulatory assets under management
| Total Number of Accounts | 768 |
| AUM (Assets Under Management) | $ 588,442,024 |
Red Flags
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